National Securities Exchange Registration Application

Notification under Regulation E by small business investment companies and business development companies

Sales material filed pursuant to Rule 607 under Regulation E.

Initial general form for registration of a class of securities pursuant to section 12(b)

Initial general form for registration of a class of securities pursuant to section 12(g)

Transition report pursuant to Rule 13a-10 or 15d-10

Quarterly/Transition Report [Small Business]

Proposed Sale of Securities - Rule 144 Filing

Notice of termination of registration of a class of securities under Section 12(b)

Notice of termination of registration of a class of securities under Section 12(g)

Notice of termination of a foreign private issuer's registration of a class of securities under Section 12(g)

Notice of a foreign private issuers suspension of duty to file reports pursuant to Section 13 and 15(d) of the Act

Sales material filed pursuant to Rule 609 under Regulation E.

Form for initial registration of a class of securities of foreign private issuers pursuant to section 12(b)

Form for initial registration of a class of securities of foreign private issuers pursuant to section 12(g)

Application for designation of a new trustee under the Trust Indenture Act

Initial certificate of accounting of securities and similar investments in the custody of management investment companies

All stockholder derivative actions filed with a court against an investment company or an affiliate

The Investment Company Act Excemption Application

Initial application for de-registration pursuant to Investment Company Act Rule 0-2

Applications under the Investment Company Act reviewed by Office of Insurance Products

Registration of a class of securities of certain Canadian issuers

Registration of a class of securities of certain Canadian issuers pursuant to Section 12(g) of the 1934 Act

Asset Backed Notes Registration Statement

Profiles for certain open-end management investment companies

Notification that a class of securities of successor issuer is deemed to be registered

Notification that a class of securities of successor issuer is deemed to be registered pursuant to Section 12(b)

Notification that a class of securities of successor issuer is deemed to be registered pursuant to Section 12(g)

Notification of assumption of duty to report by successor

Periodic Development Bank filing, submitted annually

Himalaya Capital Management Llc

Born and raised in China, Li Lu attended Columbia University, where he received three degrees simultaneously: B.A., J.D., and M.B.A. from Columbia College, Law School and Business School. In 1997, he founded Himalaya Capital, a multibillion-dollar investment firm that primarily focuses on long-term investment opportunities in Asia and the U.S.Li Lu currently serves as a member of the Board of Trustees of Columbia University and a member of the Board of Trustees of California Institute of Technology (Caltech). He is also a member of the Committee of 100, the Council on Foreign Relations and an Aspen Institute Henry Crown Fellow. He is featured in the Smithsonian Institute's Family of Voices, part of the ongoing Many Voices, One Nation exhibition at the National Museum of American History. He is the author of 'Moving The Mountain: My Life in China' (1990 in English) and 'Civilization, Modernization, Value Investing---and China' (2020 in Chinese).Li Lu's firm embraces the value investment principles of Benjamin Graham, Warren Buffett and Charlie Munger. It primarily focuses on publicly traded companies in Asia, with an emphasis on China. The firm aims to achieve superior returns by being long-term owners of high-quality companies with a substantial “economic moat,” great growth potential and are run by trustworthy people.Li Lu said, 'In making investments, I have always believed that you must act with discipline whenever you see something you truly like. To explain this philosophy, Buffett/Munger likes to use a baseball analogy that I find particularly illuminating, though I myself am not at all a baseball expert. Ted Williams is the only baseball player who had a .400 single-season hitting record in the last seven decades. In the Science of Hitting, he explained his technique. He divided the strike zone into 77 cells, each representing the size of a baseball. He would insist on swinging only at balls in his ‘best’ cells, even at the risk of striking out, because reaching for the ‘worst’ spots would seriously reduce his chances of success.'source: gurufocus.com

Li Lu | Himalaya Capital Management Llc